The Resources of Canada's Leading Wealth Management Firm

RBC Dominion Securities has been helping investors achieve their goals since 1901. Today, RBC Dominion Securities is Canada’s leading provider of wealth management services, trusted by more than 400,000 clients worldwide.
Whether you are looking to build your financial future, protect what you have already built or create a lasting legacy for your family, we have the expertise and resources you need.

Access to all types of investments, including:

• Domestic and global investments
• The largest inventory of fixed-income investments available in Canada
• Equity investments backed by top-ranked capital markets research and investment strategy
• Our wealth management approach encompasses money management, financial planning, tax minimization and estate planning.Investors who prefer to work with a professional advisor to help them manage assets anywhere between $100,000 and $100 million.

Individuals and families requiring professional assistance achieving their financial goals, including:

• Building savings for future goals like retirement
• Maximizing retirement income
• Transferring wealth in a tax-efficient manner
• Self-incorporated professionals and business owners requiring assistance managing personal and business assets.
• Estates, foundations and charitable organizations requiring professional investment management

Portfolio Advisory Group

RBC Dominion Securities has made the largest investment of all Canadian investment dealers in supporting Investment Advisors and their clients with the management of equity and fixed-income portfolios.

Our Portfolio Advisory Group is comprised of nine Equity Portfolio Advisors and three Fixed Income Portfolio Advisors with backgrounds in:

• Corporate and investment banking
• Credit analysis with major ratings agencies
• Private industry
• Institutional equity and bond sales
• Institutional equity research

Portfolio Advisors provide Investment Advisors with objective and informed advice. They are directly accountable to the firm’s Investment Advisors and are independent of RBC Capital Markets.

Equity Advisory Group

The Equity Portfolio Advisory Group is comprised of specialized teams covering Canadian equities, U.S. equities, income trusts, structured products, and the firm’s guided portfolio processes, with additional competencies in technical analysis and options strategies.

Equity Portfolio Advisors provide your Investment Advisor with an educated overview of a company’s prospects, the opinions of the various research providers, and their own additional insight and ideas regarding a company and how it may fit into your portfolio

They help your Investment Advisor by providing:

• Macro market and economic outlook
• Views on asset and sector allocation
• Recommendations on specific equities
• Assistance with portfolio reviews and proposals
• Potential investment ideas
• Risk-reduction strategies

Equity Research Resources

The Equity Portfolio AdvisoryGroup evaluates a wide range of investment research, including RBC Capital Markets research, which covers over 400 Canadian equities and over 500 U.S. equities.
In addition, the group offers research from Bear Stearns, S&P, ValueLine and Veritas. Exclusive to RBC Dominion Securities, Veritas is a unique offering in Canada, providing opinions on a wide range of Canadian equities and income trusts from the perspective of an independent firm with no investment banking or trading business.
The group also works closely with RBC Asset Management, one of Canada’s largest asset management firms with over $55 billion under management, to develop recommendations on portfolio structure, including asset mix, sector allocation, and insight on individual companies.

Fixed Income Advisory Group

• Interest rate strategy
• Credit analysis
• Specific security selection and evaluation
• Preferred share coverage
• Asset allocation and portfolio construction
• Portfolio reviews and development of portfolio proposals

Coverage includes a wide range of securities including:

• Government and corporate bonds
• International bonds in currencies including US$, EUR, GBP, A$, NZ$ and others
• Structured notes and floating rate notes
• Inflation-protected securities
• Money market securities